Nat. Hazards Earth Syst. Sci., 16, 25112528, 2016 www.nat-hazards-earth-syst-sci.net/16/2511/2016/ doi:10.5194/nhess-16-2511-2016 Author(s) 2016. CC Attribution 3.0 License.
Nicols P. Estay1,2,3, Gonzalo Yez1,2,3, Sebastien Carretier4,5,6,7, Elias Lira1, and Jos Maringue1,2
1Ponticia Universidad Catlica de Chile, Santiago, Vicua Mackenna 4686, Chile
2CIGIDEN, Santiago, Vicua Mackenna 4686, Chile
3CEGA, Universidad de Chile, Beauchef 850, Santiago, Chile
4IRD, UR 234, GET, 14 avenue E. Belin, 31400, Toulouse, France
5Universit de Toulouse, UPS, GET, 14 avenue E. Belin, 314000, Toulouse, France
6CNRS, GET, 14 avenue E. Belin, 314000, Toulouse, France
7Departamento de Geologa, FCFM, Universidad de Chile, Beauchef 850, Santiago, Chile Correspondence to: Nicols P. Estay ([email protected])
Received: 13 January 2016 Published in Nat. Hazards Earth Syst. Sci. Discuss.: 9 March 2016 Revised: 2 November 2016 Accepted: 3 November 2016 Published: 30 November 2016
Abstract. Crustal faults located close to cities may induce catastrophic damages. When recurrence times are in the range of 100010 000 or higher, actions to mitigate the effects of the associated earthquake are hampered by the lack of a full seismic record, and in many cases, also of geological evidences. In order to characterize the fault behavior and its effects, we propose three different already-developed time-integration methodologies to dene the most likely scenarios of rupture, and then to quantify the hazard with an empirical equation of peak ground acceleration (PGA). We consider the following methodologies: (1) stream gradient and(2) sinuosity indexes to estimate fault-related topographic effects, and (3) gravity proles across the fault to identify the fault scarp in the basement. We chose the San Ramn Fault on which to apply these methodologies. It is a 30 km NS
trending fault with a low slip rate (0.10.5 mm yr1) and an approximated recurrence of 9000 years. It is located in the foothills of the Andes near the large city of Santiago, the capital of Chile (> 6 000 000 inhabitants). Along the fault trace we dene four segments, with a mean length of 10 km,
which probably become active independently. We tested the present-day seismic activity by deploying a local seismological network for 1 year, nding ve events that are spatially related to the fault. In addition, fault geometry along the most evident scarp was imaged in terms of its electrical resistivity
response by a high resolution TEM (transient electromagnetic) prole. Seismic event distribution and TEM imaging allowed the constraint of the fault dip angle ( 65 ) and its
capacity to break into the surface. Using the empirical equation of Chiou and Youngs (2014) for crustal faults and considering the characteristic seismic event (thrust high-angle fault, 10 km, Mw = 6.26.7), we estimate the acceleration
distribution in Santiago and the hazardous zones. City domains that are under high risk include the hanging wall zone covered by sediments and narrow zones where the fault could break the surface. Over these domains horizontal PGA can be greater than 0.5 g and eventually produce building collapse.
1 Introduction
In active margins, sustainable balance between city development and geological environment requires understanding seismic hazard to reduce the associated risks. When city em-placements are adjacent to potentially active crustal faults, seismic risk are elevated; thus, it is important to quantify their possible effects. A good example to demonstrate the potential danger of crustal faults is the Chetsu earthquake of Mw = 6.6 in Japan in 2004. Japan has high standards of anti-
seismic norms and therefore the expected damage in a given
Published by Copernicus Publications on behalf of the European Geosciences Union.
Seismic hazard in low slip rate crustal faults, estimating the characteristic event and the most hazardous zone:study case San Ramn Fault, in southern Andes
2512 N. P. Estay et al.: Study case San Ramn Fault, in southern Andes
event is low. Nevertheless, 48 deaths and 5000 houses destroyed or with important damage were reported (Scawthorn and Rathje, 2006). Considering only the last decades, several catastrophic crustal events have been reported, affecting human lives and infrastructure. Some examples are the Nepal earthquake of Mw = 7.8 on 25 April 2015, with more than
8000 deaths and 17 000 wounded (USGS, 2015); and the Mw = 6.2 earthquake on 26 January 1985 in Mendoza, Ar
gentina, in the Andes, with six deaths and more than 12 500 constructions destroyed (USGS, 2016). The previous account motivates the development of the best possible knowledge to mitigate the seismic risk associated with crustal faults that are found near highly populated cities. This assessment is simpler when fault rates are high or a large earthquake happens in instrumental or historically recorded times. Assessment is more difcult when none of these conditions are met.An example of this case is the San Ramn Fault (SRF) in the southern Andes (Fig. 1), located in the foot hills of Santiago, the highly populated capital of Chile (> 6 000 000 inhabitants) (Armijo et al., 2010; Faras et al., 2008; Rauld et al., 2006; Vargas et al., 2014). We chose this case for the high potential risk associated with it and for the chance to propose and test an integrated methodology to estimate seismic hazard.
Dening whether or not the fault is active is crucial in afrming that the risk exists. An active fault that is preferentially oriented with respect to the current tectonic regime allows stress release, eventually triggering earthquakes (examples of preferentially oriented faults are normal and trust faults subject to Andersonian stress regime (Anderson, 1951), with a strike perpendicular to 3 and sigma 1, respectively). Since the lack of seismic events does not necessarily imply fault inactivity, seismic recording could suggest an active condition. In order to identify the potential seismic activity of the San Ramn Fault, we deployed a microseismic network of ve stations for 1 year. We acknowledge that a denitive answer in this regard requires decades of seismic recording; however, with a 1-year time window we are able to have a rst order idea of the fault activity.
Along the SRF, the probable low recurrence of characteristic earthquakes, 9 ka (Vargas et al., 2014), requires a
complementary approach to characterize its geometry and long-term behavior. One important variable in understanding the seismic hazard is the rupture length of a characteristic earthquake. A characteristic earthquake represents a repeating event that accumulates the most important displacement in the fault (Schwartz and Coppersmith, 1984). This model does not necessary t with all faults and it is not demonstrated for the SRF; however, the use of this concept can be a useful tool for a rst order approximation of the seismic hazard. A good strategy to estimate the rupture length is dening some methodologies capable of integrating the fault displacement in time. Consistent with this strategy, we consider the following methodologies:
1. the stream gradient index, which can compare the relative uplift rate in a certain area by studying the topographic prole of near-fault rivers (e.g., Font et al., 2010; Casa et al., 2010);
2. the sinuosity index, which estimates the uplift of a fault by observing the sinuosity of the mountain front (Bull and McFadden, 1977);
3. across-fault gravity proles to estimate the shape of the fault scarp in the basement beneath the sedimentary basin, given the large density contrast between rocks and sediments, and also because basement morphology is a useful marker of cumulative faulting.
Since the SRF has a low slip rate, fault scarp morphology may be modied by deposit and/or erosion surface processes. Thus, we favor the use of gravity proles and geomorphological measurements instead of scarp topographic analyses. To develop the geomorphological methodologies, we used a 30 m resolution DEM (SRTM30; Farr et al., 2007), and for gravity we used a Scintrex CG-5 Autograv gravity meter and an R4 Trimble DGPS.
As a nal product of this research we tackle the difcult question of relating the occurrence of a given seismic event with an associated damage prediction. One possibility is to estimate the expected acceleration during a characteristic earthquake, and then link this output with damage. Acceleration is an objective measure of the seismic effects, and thus it is not affected by the quality of the housing or infrastructure. We chose empirical equations for crustal earthquakes (e.g., Sadigh et al., 1997; Chiou and Youngs, 2014) to predict the peak ground acceleration (PGA). The robustness of this methodology is grounded in the last decade of understanding of the key variables that control the PGA. Principal variables are event magnitude, fault type, hanging wall, and site effects (near eld effects). We chose the Chiou and Young equation (2014) because this model also accounts for a low slip rate crustal fault, and has an extensive record of different earthquakes worldwide. In order to use this particular approach, further parameters are required, such as the shallow depth of the rupture and the dip of the fault. We estimated these parameters with a joint interpretation of the surface geology (Armijo et al., 2010; Rauld, 2011; Vargas et al., 2014), the results of the microseismic study, and a high-resolution 2-D geo-electrical TEM study.
2 Geological settings
This region has been dominated by the subduction of the Nazca Plate underneath the South American Plate since at least the Jurassic time (Mpodozis and Ramos, 1989).Upper basement rocks are dominated by the volcano sedimentary Abanico and Farellones formations. These
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Figure 1. Geological map of the zone (Thiele, 1980; Fernndez, 2003). In the gure the location of the Apoquindo hill outcrop (Fig. 3c) and the TEM prole can be observed (Fig. 3a).
volcanosedimentary sequences are mainly constituted by pyroclastic and lava strata, interdigitated with lava and different sedimentary rocks. The earliest Abanico Formation was deposited during the late EoceneOligocene and was reformed later on (Charrier et al., 2002; Godoy et al., 1999). The Farellones Formation was deposited above the underlying sequence during the early and middle Miocene (Char-rier et al., 2002). These volcanosedimentary sequences are also intruded upon by Miocene plutons (Kurtz et al., 1997; Thiele, 1980). Among them, we nd the La Obra pluton19.6 [notdef] 0.5 Ma (Kurtz et al., 1997), emplaced in the foot hills
of the Andes near the SRF (Thiele, 1980).
The Santiago Basin sediments can be grouped into four main sequences. The widespread and well-compacted u-vial sediments, associated with the material transport along the Maipo and Mapocho rivers (i.e., Leyton, 2010; Yaez et al., 2015). In addition there are the alluvial and colluvial deposits, which are semi-compacted and spatially concentrated in the piedmont of the Andes (Fernndez, 2003). Finally, and restricted to the northern area of the study, it is possible to nd ne soil, mostly lacustrine deposits, and to a lesser ex-
tent in the western and southern area of the study, pyroclastic ash related to the Maipo volcanic eruption 450 000 years
ago can be found (Stern et al., 1984).
The San Ramn Fault has been studied using high-resolution DEM, satellite images, and eld observations (Armijo et al., 2010; Rauld, 2011). These authors conclude that the SRF is a west-verging reverse fault that accommodates the compressive stress regime in this segment of the central Andes (see Fig. 1). One of the best outcrops from which to observe the fault can be examined in Fig. 3c. The ignimbrite of the Maipo eruption 450 000 years ago allows
a rough estimation of fault slip rate, considering that these deposits are preserved in the hanging and foot walls. The offset of 60 m determines a minimum slip rate of 0.13 mm yr1 (Armijo et al., 2010). A paleo-seismological study on one trench (Vargas et al., 2014) identies two events in the last 1719 ka with a cumulative displacement of 9.7 [notdef] 1.2 m,
considering the fold of the layers (the error range is related to an uncertain initial thickness of the layer displaced for the fault). The mean slip rate of the two events is 0.450.64 mm yr1, with a recurrence time of 9 [notdef] 0.5 ky for char-
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2514 N. P. Estay et al.: Study case San Ramn Fault, in southern Andes
acteristic earthquakes (the recurrence error range is related to the mean residence time radiocarbon (14C MRT) uncer
tainty). A maximum earthquake magnitude has been discussed in the range of Mw = 6.37.5 (Armijo et al., 2010;
Prez et al., 2014; Rauld, 2011; Vargas et al., 2014). Differences in the estimated magnitude are a function of the number of fault segments that might be activated synchronically and the fault width. If the segments ( 15 by 15 km2) be
come active independently, they can generate a Mw = 6.6
7.0 earthquake, while the simultaneous activation of all segments (listric fault of 30 by 30 km2) would produce a seismic event of Mw = 6.97.4 (Armijo et al., 2010). Until now,
the seismic hazard analysis has only considered this worst-case scenario (Prez et al., 2014), neglecting the likelihood of other intermediate options. In this regard, we focus this work on a better denition of the SRF fault segmentation, minimizing the smoothing effect of erosion and deposit processes, and subsequently providing in this way new insights on the most likely characteristic earthquake length.
3 Methodology
In order to get an estimate of the seismic hazard of the SRF, we consider ve steps (see ow chart in Fig. 2). In Sect. 3 we briey describe these methodological steps, and in Sect. 4 we present the results derived from their application.
3.1 Present-day fault activity
To achieve the rst goal, we deployed a small seismic network of ve borehole seismometers with three-component2 Hz sensors (short period S31f-2.0a of IESE) running in continuous mode during a 1-year time window with a sample rate of 100 Hz. The equipment was installed near the fault trace, covering an area of 20 km by 15 km (see Fig. 4). The preliminary estimate of the origin times and hypocentral coordinates was determined by means of the HYPOINVERSE program (Klein, 1984), considering the initial velocity model proposed by Villegas (2012) for this area. Then we made a recursive process for the best estimate of velocity structure and event location using the VELEST and HYPOINVERSE code (Kissling et al., 1995). The model with the lowest RMS error has 10 layers and assumes a varying Vp / Vs ratio. The best model was reached after seven iterations.
The association between seismic events and the SRF is determined by the following procedure. Given the SRF surface trace we project its potential extension downwards using an empirical relation (Wells and Coppersmith, 1994). Well-localized events that are located inside the area of fault inuence are considered a likely representation of fault activity.These events were projected onto a central cross section perpendicular to the fault for visual discrimination of truly fault-related events (see red and blue rectangle in Fig. 4). Comparing the number of events related to the fault with those from
Objectives
Methodologies
Advance process
Figure 2. Scheme of objectives and methodologies used in this work. In yellow the final objective.
Figure 2. Scheme of objectives and methodologies used in this work. The nal objective is in yellow.
other structures, the importance of the fault in the stress release of the whole zone can be discussed. Examples of other structures in the study area are the El Diablo fault, Chacayes back-thrust (Farias et al., 2008), the unnamed faults that fold the Abanico and Farellones units (Armijo et al., 2010; Rauld, 2011), and the structure associated with the Santa Rosa cluster (Leyton et al., 2009).
3.2 Fault geometry, dip and depth of rupture
To determine the geometrical characteristics of the fault, we consider the data available in the literature (Armijo et al., 2010; Vargas et al., 2014), the spatial distribution of seismic events, and a 2-D resistivity image of a well-maintained scarp. The electrical imaging was obtained by carrying out a high-resolution TEM (transient electro magnetic) experiment that provides a good constraint for the rst 150200 m fault section. TEM technique is a geophysical method for obtaining an electrical resistivity image of the subsurface (for details of TEM theory and data processing see Telford et al., 1990, for instance). In the eld, we used the FastSnap TEM System, completing 24 TEM stations 25 m apart. To observe the location of the TEM prole see Fig. S1 in the Supplement. For the purpose of getting maximum spatial resolution we use in-loop conguration with a transmitter (Tx) loop of
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pographic proles (Hack, 1973; Merritts and Vincent, 1989). Zones with high values suggest larger surface uplift relative to zones with low values (e.g., Casa et al., 2010; Font et al., 2010). This methodology is useful because drainage proles are good indicators of the long-term uplift process. To determine the corresponding drainage, we used the ArcGIS utilities ow direction, ow accumulation, and watershed. We only chose secondary drainage with similar length to avoid potential bias associated with different scale processes. To calculate the stream gradient (hereafter SL) index we separate the topographic proles of each drainage into several segments with 50 m of elevation overlap. For each segment, SL was calculated by multiplying the slope by the middle distance to the drain top (Hack, 1973; Merritts and Vincent, 1989).
3. sinuosity index. Long-term activity of a piedmont fault can be inferred from mountain front sinuosity index (Bull and McFadden, 1977). Low values of this index indicate a fault-controlled landscape (Bull and McFadden, 1977), and the minimum value is 1.00. This index was developed for normal faults, but it has been satisfactorily proven in reverse faults (Casa et al., 2010; Jain and Verma, 2006; Singh and Tandon, 2007; Wells et al., 1988). At the transition between mountain front (high slope) and basin (low slope), across-strike slope differences generate an anomaly angle. We used ArcGIS to generate a slope map and dene the best slope angle that represents the basementbasin contact, comparing the slope map with the most detailed geology information (in this case Rauld, 2011). In the present study, this angle is between 15 and 16 . We separated the fault into different segments where the basementbasin contact shows a constant sinuosity. Then the fault length for each segment was calculated by the geological surface identication available (Armijo et al., 2010). In zones where the fault has not been previously mapped, we propose a straight trace parallel to the mountain front.
Results from each methodology will be discussed separately, and then a joint interpretation will be made to dene the rupture length of the characteristic earthquake.
3.4 PGA eld associated with the characteristic earthquake
Based on the length of characteristic earthquake rupture and fault geometry, we estimate the seismic hazard by calculating the corresponding peak ground acceleration (PGA).In this work we used the attenuation model of Chiou and Youngs (2014), which is appropriate for crustal earthquakes.The PGA eld is calculated over a grid of 1 km spacing. Each grid point is characterized by the associated basement depth and weighted average shear wave velocity for the rst 30 m (VS30), both of which are rst-order parameters to quantify
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25 [notdef] 25 m2 with 1 and 4 turns and a central receiver loop
(Rx) 5 [notdef] 5 m. The receiving coil records the voltage decay
for 100 pulses at different sampling rates (frequencies). A stacking for each frequency is performed to reduce noise.Following this procedure a nal voltage decay vs. time curve is generated and then modeled and inverted. The inversion is made through iteration of different resistivity and depth models (assuming at layers) to converge for a solution with an acceptable error (less than 5 %). The process and the modeling were done with the FastSnap computer software (TEM-Processing 1.1 Model 3.0). A 2-D pseudo-depth section is obtained by gridding the 1-D inversions of each TEM station.This electrical image provides an estimate of the near-surface fault geometry.
3.3 Rupture length and Mw of the characteristic earthquake
An empirical rst-order relationship between rupture length and earthquake size (Blaser et al., 2010; Wells and Copper-smith, 1994) allows the estimation of the characteristic earthquake magnitude based on a well-constrained rupture length.In this case we use three different methodologies to quantify this length in terms of the associated uplift. Each independent methodology estimates the fault uplift, measuring physical or geomorphologic properties. These methodologies are
1. across-strike gravimetric proles. Due to the low erosion rate of the basement, tectonic deformation is better preserved in the basement compared to the surface. Density contrast between gravel material and basement rocks makes the gravity method a suitable tool for estimating basement geometry across the fault (sed = 1950 kg m3; rock = 2600 kg m3 from
Bosh (2015), consistent with the available values in literature, i.e., Telford et al., 1990). We did 24 gravity proles across the SRF, with lengths of 23 km. We used a sampling distance of 100 m (in the fault core) and 200 m (at the anks) and a distance between proles of 3 and 8 km (see proles location in Fig. 6). We use a Scintrex CG-5 Autograv gravity meter and a Trimble R4 DGPS to measure the gravity and the precise position, respectively. To avoid measurement errors, we eliminated the data with a vertical position error over 30 cm. The mean of the elevation error is 9 cm with a standard deviation of 7 cm (0.027 [notdef] 0.022 mGal error in free air gravity
correction). We used the software ModelVision for the2.5D gravity forward modeling. This modeling effort involves the estimation of a second-order regional eld to account for the basement heterogeneities and the modeling of the mass-deciency residual gravity eld (for details of the gravity methods and data reduction and modeling see Telford et al., 1990).
2. stream gradient index. This index represents a relative measure of the surface uplift based on drain to-
Figure 3. TEM results and the Apoquindo hill outcrop. (a) TEM inversion results. (b) Interpretation of the TEM prole. The blue arrow indicates the fault scarp in surface, and the roman numbers are the different lithologic units described in detail in the Sect. 4.2 TEM results. The location of the prole can be found in Supplement Fig. S1. (c) Apoquindo hill outcrop constituted by quaternary sediments (location in Fig. 1). The continuous black lines represent the dip of the strata. On the SW side, imbricated uvial sediments show horizontal stratication. On the NE side, we can observe tilting against the natural slope of the sediment strata. This tilting is produced by the SRF, enclosed in the red line, with the reverse kinematic represented by the dashed line in black. The fault cuts quaternary sediments. The colluvial formed by the breakdown clasts is shown in brown. A better-resolution image with a close up of the differences in lithologic units can be found in Supplement Fig. S2.
neous at both edges. But in the fault core, electrical domains are clearly subvertical below 100150 m depth. We associate the relative conducting and subhorizontal upper domain with the sedimentary inll of the basin in the foot hills. Below the sedimentary cover we associated the electrical high- or low-resistivity domains with pristine or fracture basement rocks, respectively. In consistency with this observation, it is possible to separate the electrical image into six different units (see Fig. 3b):
i. quaternary high-resistivity sediments at the colluvial wedge of the scarp (mean resistivity of 144 ohm m).
ii. quaternary relatively dry sediments (45 ohm m).
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site effects. We use the basement depth dened by Yaez et al. (2015), while the shear wave velocity is taken from the basin seismic micro-zonation of Leyton et al. (2010). Finally, PGA estimations for each grid point correspond to the maximum PGA among all probable rupture scenarios.
3.5 SRF seismic hazard in Santiago vs. subduction events
The hazardous domains derived from the PGA maps are dened in terms of the acceleration distribution. In order to gain some insight into the effects of an SRF event, we compared the expected acceleration estimated in this study with the observed acceleration during the 2010 Chile earthquake in the Maule Region Mw = 8.8. Assuming that the damages
observed are directly related to the PGA, and with minor inuence from other variables like the time and length of the earthquake, this comparison provides a simple mechanism for estimating the expected damage for an SRF characteristic earthquake.
4 Results
4.1 Present-day fault activity (seismic study)
Over the year of microseismic recording we identied 1666 events within a radius of 150 km around the network. The majority were located on the NazcaSouth American Plate contact, and only 245 of them were crustal intraplate earthquakes with a depth above 35 km. Of these crustal earthquakes, 56 % are related to blasts in mining operations, and only the remaining 44 % (110 events) are associated with natural sources. Some events were well registered in only two stations, implying large position errors. To be certain of earthquake locations, we restricted the position errors to 8 km in both horizontal and vertical coordinates. Well-recorded crustal events are constrained to an 80 [notdef] 100 km area. The
horizontal projection of these seismic events is presented in Fig. 4. We include in this gure two areas that simulate the horizontal projection of two likely fault planes, 30 and 70 .
The associated widths were dened by empirical geometrical relationships (Wells and Coppersmith, 1994). In the same gure we include a depth cross section where all the seismic events inside these areas are projected. Some seismic events are associated with a hypothetical high angle fault (6065 dip, ve events), whereas the low angle fault scenario (30 dip) does not t with the observed seismicity depth distribution.
4.2 Fault geometry, dip and depth of rupture (TEM)
The resistivity imaging (Fig. 3) reveals different domains below the well-preserved scarp (the location of the TEM prole can be found in Supplement Fig. S1). Electrical domains are subhorizontal in the rst 100150 m depth and homoge-
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Figure 4. Microseismic study results. In the left panel is the map with epicenters of the recorded events. The color represents depth of the hypocenter. In white are the events with localization errors larger than 8 km. White inverted triangles are the seismic stations. The red rectangle represents the 70 projection plane on the surface, and the blue rectangle represents the corresponding 30 projected plane. The right panel shows the seismic prole with well-recorded events (depth error bands in green). The poorly located events are indicated with little grey points without band error. The red and blue lines represent the planes of 70 and 30 , respectively. The dashed black line represents the interpretation of the SRF. The geological projection is based on the rst kilometers of the section from Armijo et al. (2010).
iii. upstream quaternary wet sediments in the fault hanging wall (25 ohm m).
iv. pristine basement rock (> 1000 ohm m).
v. low-resistivity domain associated with uid percolation along fractured rocks (1.6 ohm m). In some cases, the resistivity is less than 1 ohm m, probably due to the presence of highly saline hydrothermal uids that use fault planes as conduits.
vi. unconsolidated sediments interbedded with hydrothermal uids downstream with respect to the fault(0.5 ohm m).
In terms of the fault geometry, this geoelectrical imaging represents a family of nearly vertical low and/or high resistivity bodies, interpreted as a system of high-angle faults reaching the surface. This suggests that the SRF is a system, not a single fault.
4.3 Gravity prole
Gravity modeling demonstrates that cumulative deformation is better expressed in the basement. This behavior is conrmed in the inversion of gravity proles that cross an evident fault scarp (e.g., Prole 7 in Fig. 5a). The surface scarp observed in the elevation prole (top of Fig. 5a) is less abrupt than the basement scarp observed in the gravity inversion. Basement scarps are characterized by short wavelength (< 200 m) and relatively large (> 10 m) gravity bodies. In addition, the gravity inversion of Prole 7 identies three scarps in the basement, whereas only two appear at the surface. The erosion process smooths the surface and dilutes the presence of multiple scarps, either by the retreat of previous scarp or as an effect of diffusive erosion (e.g., Carretier et al., 2002).
To understand the along-strike continuity of the basement scarp, and thus the possible rupture length, we mapped all of the basement scarps identied. One example of this scarp continuity analysis is shown in Fig. 5b. In this case we can
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2518 N. P. Estay et al.: Study case San Ramn Fault, in southern Andes
vation we dene four different segments with a mean length of 10 km.
4.4 Stream gradient index (SL)
The SL only applies to long wavelengths of the topography, with a cutoff that depends on the available stream network, which is much wider than the gravity approach in this particular case. The SL results allow the denition of four main domains (see Fig. 7a) from north to south. The northern one has a concentration of high SL values, with a NS high anomaly ( 5 km length) that cuts two drains. The next zone south
wards shows low SL values, in addition to the lack of surface fault manifestation. Further south, in the central area where the SRF has been mapped (Armijo et al., 2010; Rauld, 2011), we nd a concentration of high SL values consistent with the topographic fault expression. This area of high SL values has a NS continuity of approximately 30 km. Finally, at the
southern edge we nd low SL values coherent with the fault expressions we found that were nonexistent until now.
Lithological differences under the drainage can generate misinterpretation of the SL index as a direct bedrock uplift indicator. Considering that intrusive rocks are less erodible than volcanic rocks (kint < kvolc) (Moore et al., 2009; Stock and Montgomery, 1999), the same tectonic uplift in both units would produce a larger surface uplift in intrusive rocks given. In the study area intrusive outcrops show the lowest SL values, evidencing a low surface uplift. This observation validates the use of the SL marker as an estimate of the bedrock uplift, regardless of the lithology in this particular case. To validate our results, we contrast the SL estimate with the approximated erosion rates. Figure 7b shows an approximate erosion map of the zone based on the stream potential law (Hack, 1957), taking into account that kint < kvolc. The areas with larger erosion coincide with zones of high SL values. So it is distinguishing, at least in this area, that more SL (surface uplift) means more erosion; therefore, more SL means more bedrock uplift.
4.5 Sinuosity index (SI)
Using the sinuosity of the mountain front, seven sections were dened, whose SI values are summarized in Fig. 8. The results of section 6 will not be considered in this analysis because the fault is located outside the piedmont in this section, and thus the methodology is not valid there. Sections 1, 2, and 4 show values close to 1 (1.171.43), as observed in active reverse faults (1.001.50) (Casa et al., 2010; Jain and Verma, 2006; Singh and Tandon, 2007; Wells et al., 1988).The specic sections where SI values are close to 1 also coincide with zones in which gravity proles suggest fault activity. These sections have a mean value of 1.30, which reects the limited capacity of the SRF to shape the mountain front, compared to the 1.04 mean value of the piedmont fault in the Himalayas (Jain and Verma, 2006). Sections 3, 5, 6, and
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Figure 5. In the upper panel the results of gravity inversion of prole 7 are shown. In the elevation prole the observed surface scarp is drawn (Rauld, 2011). The regional tendency is calculated by a rst order approximation. The inverse prole has a vertical exaggeration of [notdef] 14, and the red arrow shows the interpreted faults scarp.
In the lower panel, the results of proles 310 are shown in planar view. Proles L5, L9, and L10 do not have evidence of fault scarp in basement.
observe several scarps in NS strike continuity. Another important measure obtained in the gravity inversion is the accumulated displacement of each prole, which is a complementary approach to estimate the rupture continuity (see Fig. 6c). The accumulated displacement is estimated by the sum of all the basement scarp heights at each prole. Both approaches consistently show scarp discontinuities. Based on this obser-
N. P. Estay et al.: Study case San Ramn Fault, in southern Andes 2519
Figure 6. Gravity prole results. (a) In the left panel the gravity prole inversions are shown. The green points represent the observed basement scarp in each prole. (b) In the middle panel the gravity results are shown in planar view. This view allows the fault continuity interpretation to connect to the near spatially related basement scarps. (c) The right panel shows the slip accumulated in each prole as a red line and the interpreted fault segments in different colors. The NS scale of the middle and right panel are the same.
7 have higher SI values (> 2.00). Fluctuating SI values indicate the occurrence of different geomorphologic processes dominating the fault scarp at the surface (i.e., Burbank and Anderson, 2001; Jain and Verma, 2006; Casa et al., 2010).
4.6 Magnitude of the characteristic earthquake
The seismic moment magnitude Mw (Eq. 1 from Hank and Kanamori, 1979), can be estimated geologically by the product of the crustal rigidity (), fault slip (S), and the fault area (L [notdef] W) (Eq. 2, Aki and Richards 1980).
Mw =
2
3
an upper bound gure of average slip of 4 m. Regarding the rupture length, gravity modeling, stream gradient index, and the sinuosity results allows for the denition of four fault segments (shown in Fig. 9) that could probably become active independently, as we will discuss in Sect. 5.3. These results also suggest a likely fault extension to the north of the study area, but not southward, at least as a piedmont fault.According to these considerations, the expected magnitude for the characteristic earthquake in any segment would be in the range of Mw = 6.26.7.
4.7 Empirical model Chiou and Youngs results
The results shown in Fig. 10a represent the maximum expected PGA in the study area. At each point we choose the largest PGA value from the corresponding rupture of every SRF subfault. Against intuition, the largest acceleration in the northern segment is observed in the footwall block instead of the hanging wall. This can be explained by the inlling of ne sediments (low shear velocity) with larger site effects compared to the basement rocks at the hanging wall.
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log(Mo) 9.1
[bracketrightbig]
(1)
M0 = LWS (2)
In this work crustal rigidity is approximated by 3 [notdef] 1010 N m2, fault width is estimated in 1015 km
based on the observed seismicity, and the average slip has been estimated in the range of 14 m (Armijo et al., 2010) or using the identied events in the paleo-seismological study4.8 [notdef] 0.6 m (Vargas et al., 2014). In this work we assume
2520 N. P. Estay et al.: Study case San Ramn Fault, in southern Andes
Figure 7. Stream gradient index and relative erosion representation. (a) The stream gradient index results are shown in color. The points represent the middle of each segment where the SL is measured. The different domains that were identied and described in Sect. 4.4 are shown in white rectangles. (b) The relative erosion rates calculated for each drainage with m = 0.28 n = 1, and as
suming that kvolcanic rock = 2 [notdef] kintrusive rock. This map must be multiplied by kvolcanic rock to obtain absolute erosion rate values.
kvolcanic rock > kintrusive rock is demonstrated for the zone by the knick points related to the intrusive rock in the main Maipo, Mapocho, and Aconcagua rivers (Faras et al., 2008).
In the other segments to the south, as expected, the largest
PGA is observed in the hanging wall. In segments 2 and 4, parts of the hanging wall are lled with sediments, generating hanging wall and site effects with PGA values above0.5 g. The largest acceleration of 0.8 g shows up in the area already described.
5 Discussion
5.1 Present-day fault activity
Seismic events spatially associated with the SRF, suggest that the fault is active. If this inference is correct, their depth distribution shows more afnity with a high-angle fault (Fig. 4). This is consistent with the surface expression of the SRF as described by the Apoquindo outcrop and the TEM prole (Fig. 3c). Although reverse fault optimal orientation is low angle, several examples of normal high-angle faults reacti-
vated as inverse faults have been described in the Andean orogenesis (e.g., Charrier et al., 2002). Another aspect is the importance of the SRF on the whole stress release of the zone in terms of the seismic productivity. The natural seismicity distribution in the study area indicates that just ve events can be related to the SRF, representing 12 % of the 41 well-localized events and 5 % of all 110 crustal events regardless of their location error (but still within the area of interest). This denotes that the San Ramn Fault is not the only structure in the deforming cordillera. Nevertheless, it involves a signicant hazard given its likely active condition and its proximity to the city.
5.2 Fault geometry, dip and depth of rupture
To estimate the acceleration is necessary to determine some fault rst-order geometrical characteristics. Fault type is the rst one, and can generate a 0.8 factor to the acceleration for normal faults and 1.3 for reverse ones, with respect to strike
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Figure 8. Sinuosity index results. In white the SI values associated with a specic part of the fault named as a section (Sect) in this gure are shown. It is important to note that these sections do not necessarily represent the segments of the fault, they are just a discrete separation along the SRF related to changes in sinuosity in the mountain front. As a reference, the geological map of the zone (Fig. 1) is included in the back.
slip faults (Ambraseys et al., 2005). The TEM prole and the tilting strata in the Apoquindo hill outcrop clearly demonstrate reverse kinematics, which is also well supported by many eld observations (Armijo et al., 2010; Rauld, 2011; Vargas et al., 2014). Another relevant variable is the shallow depth of the rupture (Youngs et al., 1997; Chiou and Youngs, 2008). In regard to the SRF, the quaternary sediments in the Apoquindo hill are cut by the fault. Consistent with this observation, TEM results indicate that basement displacement also reaches the basement roof (Fig. 3), and thus breaks the surface. Therefore, the shallow depth of rupture is estimated to be at zero level. The last rst-order variable is the fault dip. The NGA-West 2 data indicate a systematical acceleration increasing with larger dips (Chiou and Youngs, 2014). The TEM prole and the Apoquindo outcrop show a near-surface subvertical plane. At depth the microseismic study is also consistent with a high-angle fault; therefore, the dip angle of the SRF is estimated at 65 . This is consistent with the
folds axial planes eastward from the SRF (Rauld, 2011); see Fig. 4.
5.3 SRF segmentation
According to the integrated analysis carried out the SRF is not necessarily a continuous fault along its 30 km of N
S extension, but rather a segmented one. In this section we discuss the most likely fault conguration. Locations of fault segments are included in Fig. 9.
The northern segment (corresponding to section 1 in Fig. 9) is not necessarily restricted to the length dened in this work because with the information available we cannot trace precise limits. This is mainly because the gravity proles are a bit sparse. Nevertheless, the existence of the fault in this zone is demonstrated by the stream gradient signal and the gravity prole L2. Despite this drawback, we postulate this segment as a preliminary solution.
In the central area, we propose three segments capable of generating a great earthquake (segments 2, 3 and 4 in Fig. 9) with a high uplift interpreted by the high values of SL and the surface manifestation of the SRF (Armijo et al., 2010;Rauld, 2011). The segmentation of segments 2 and 3 is supported by the gravity prole and the uctuant sinuosity index and is complemented by lithological changes in the hanging wall unit (see sections 2 and 3 in Fig. 8). In fact, the transition zone between segments 2 and 3 is supported by the lack of gravity signal in the two adjacent proles (L9 and L10).In addition, the sinuosity index value of 2.33 in this transition zone is much greater than the expected values for active faults. Finally, we observed lowermiddle Pleistocene uvial and alluvial sediments on the hanging wall of segment 2, whereas these deposits disappear southward in segment 3.In segment 3 the hanging wall deposits are middleupper Pleistocene sediments. This suggests a larger uplift activity in segment 2, capable of preserving older coverage.
To the south, the separation of segments 3 and 4 is mainly argued on the longitude discontinuity of the fault scarps ob-served on the surface, and on the gravity-derived basement morphology. An example of this discontinuity is represented by the intrusion of the Miocene La Obra granite (Fig. 8). This more competent unit may be responsible for the offset in the rupture plane.
Based on the arguments listed previously, our rst-order approximation states that segments 2, 3, and 4 behave as independent ruptures, where each one can generate a similar characteristic earthquake. In addition, the segmentation dened in this work is similar to a rst-order approximation with the dened segmentation in a previous work using a topographic analysis (Rauld, 2011).
An important discussion is how independent the rupture of segments 2, 3, and 4, which are separated by less than 3 km, could be. In this scenario it has been suggested that the activation of one segment can trigger the displacement of the adjacent segment (Wesnousky, 2008). However, while this
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2522 N. P. Estay et al.: Study case San Ramn Fault, in southern Andes
Figure 9. Interpretation of SRF subdomains or segments. It summarizes the results of the three methodologies used to dene the length of the characteristic earthquake and the segments interpretation. The northern part of segment 1 has a high value of stream gradient index; additionally it has a low SI value and one gravity prole with 30 m of cumulative slip. Segment 2 is spatially related to the central area
with high values of stream gradient index. It also has a low SI value and several basement scarps observed in gravity proles (shown in Fig. 6) with a cumulative slip of 40 m in mean. Segment 3: separated from segment 2 by high a SI value and without gravity anomalies in two proles; it presents well-developed surface scarps. Still located in the central high SL index area with a SI value close to 1 and several gravity proles with basement scarp signature. The TEM prole is also shown here (Fig. 1 and Supplement S1). Segment 4 is separated from segment 3 by a longitude discontinuity. This segment is still located in the central high SL index area and has several gravity proles with basement scarp signature. The high value of the SI is interpreted by a section where this methodology is not applicable because the fault is not at the piedmont.
behavior is evident in 60 % of cases in strike slip faults, it is not necessarily applicable to reverse faults (Wesnousky, 2008). Some examples of continuous ruptures associated with a specic earthquake are Chi-Chi, Taiwan, 1999 (Chen et al., 2001); Marryat Creek, Australia, 1986 (Machette et al., 1993); Mikawa, Japan, 1945 (Wesnousky, 2008); and El Asnam, Algeria, 1980 (Yielding et al., 1981). In the last case segmented ruptures were formed, but were produced by several events.
In order to discuss the potential activation of several SRF segments, we propose possible scenarios. One possibility is the triggering of a segment given the displacement in the adjacent segment. This case does not imply more hazard because these events are not simultaneous. Another possibility is that at deeper levels the SRF behaves as a single unit, but its stress releases are discontinuous in space at the surface. One example of such a behavior in reverse faults was observed in the Tennant Creek earthquake in Australia. During this earthquake a single event generated a discontinuous rupture at the
surface (Crone et al., 1989). According to Crone et al. (1989), this discontinuity was produced by the existence of an along-strike rupture barrier. Until now there is no geological evidence in the SRF of a rupture barrier like the one identied in the Tennant Creek case. In this regard, our results suggest that deformation is accommodated in several parallel faults that reach the surface. In fact, gravity proles (Fig. 5) and TEM imaging (Fig. 3) demonstrate the presence of several parallel faults that cut the upper level of the basement, but in some gravity proles some of these faults do not have an along-strike continuity, suggesting that all of these parallel ruptures stop in those places (see no slip places in Figs. 6c and 9). In addition, the observed near-surface displacement has been estimated by means of the time-integration methodologies, gravity modeling, and sinuosity index going back at least 100 ky. These observations are not consistent with a continuous and homogeneous displacement along the whole fault trace in a time window (> 100 ky) that must involve the occurrence of several characteristic earthquakes.
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Figure 10. (a) Expected PGA map of the largest acceleration of each point taking into account the four probable rupture scenarios. The stars represent the PGA recorded for the 2010 Maule event (Mw = 8.8) (Barrientos, 2010) in the same color scale. (b) Seismic risk zoning: in
yellow the area with acceleration greater than 0.3 g, which is the design PGA estimate by the Chilean norm is shown. In orange the area with more than 0.4 g is shown. In red the hanging wall lled with sediments that concentrate the greatest PGA > 0.5 g is shown. In purple the zone with a possible surface rupture, based on the basement scarps identied in gravity proles is shown.
Although we cannot rule out a single rupture of the whole SRF segment, our evidence consistently favors the occurrence of a single-segment characteristic earthquake with a rupture length of 10 km.
5.4 PGA results
The PGA modeling results are similar to the empirical PGA observed in other reverse earthquakes. Examples of these are the Chetsu, Japan, Mw = 6.6, 2004 earthquake (Mori and
Somerville, 2006); Northridge, California, Mw = 6.7, 1994
earthquake (Porcella et al., 1994); and the IwateMiyagi Nairiku, Japan, Mw = 6.9, 2008 earthquake (Cultrera et al.,
2013), all with near-epicenter recording stations. The similar PGA suggests that the approximation used in this work is consistent with the empirical evidence.
The range of the PGA values modeled in this work, PGA > 0.3 g at distances shorter than 10 km from the fault scarp, are similar to the previous work done at the SRF (Prez et al., 2014), up to 0.2 g in the nearby 10 km from the fault.
Largest values are also similar, PGA = 0.70.8 g (Perez et al.,
2014) and 0.8 g in this work. The difference between both results stands on the PGA distribution. In our work we considered the amplication due to sedimentary cover, concentrating larger PGA values at the hanging walls covered by sediments. Whereas in Perez et al. (2014) focus on directional effects, concentrating larger PGA values at the southward fault zone, but neglecting site effects. We are not including directional effects due the lack of reliable focal mechanics.
Despite the differences in the maximum earthquake, Mw = 6.9 in the case of Perez et al. (2014) and Mw = 6.6
6.7 in our work, the range of PGA values are similar. In addition, the largest PGA expected in both studies reaches up to 0.7 g, a large number that conrms the potential hazards in the near-eld of the SRF. This is similar to the faults that caused the Chetsu and Northridge earthquakes.
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2524 N. P. Estay et al.: Study case San Ramn Fault, in southern Andes
5.5 Seismic hazard zoning
Based on the characteristic earthquake denition, we present the PGA response associated with the SRF in Fig. 10 (described in detail in Sect. 4.7). To determine the expected damage, we need appropriate fragility curves for the study zone and the corresponding building typology, which are not available. Alternatively, we have the chance to compare the expected acceleration with the reported effects of the Maule 2010 earthquake (Mw = 8.8) in Chile. This megathrust event
generated 0.56 g of PGA in a district of the city with a low shear velocity (Barrientos, 2010). The acceleration of the Maule event, and the expected acceleration in the SRF are both shown in Fig. 10. Accelerometers that recorded the largest PGA values during the Maule 2010 earthquake coincide with reported damages in homes and building collapses nearby. Equivalent damages are observed in the northern Santiago district, where site effects associated with low shear wave velocity soils induced large PGA responses. However, in this case instrumental acceleration records are not available. Despite the scarce data support, we assume a deterministic approach, where 0.56 g PGA can cause construction collapse. Under the assumption of a fault displacement, segments of the hanging wall side of the SRF lled with sediments have an extremely high risk (PGA in the range of 0.5 to 0.8 g). In Chile the construction norm does not consider the existence of crustal faults, and the PGA estimated for building design in Santiago is 0.3 g, based only on the occurrence of subduction earthquakes without site effects. This acceleration estimate is fullled in the majority of subduction earthquakes. The Maule 2010 earthquake effects represent a good example of such behavior (Fig. 10), and consequently, the associated building damage in 0.3 g-zones was minor.Therefore, the sectors of the Santiago Basin with expected acceleration higher than 0.3 g in the San Ramn PGA map involve a moderate risk. Finally, the possible surface rupture of the SRF implies the highest collapse risk because the constructions are made to resist no more than 1 % of differential settlements (Skempton and Macdonald, 1956), meaning, at most 0.5 m in a 50 m wide building. This number is widely exceeded by the expected 14 m of average slip. In addition, TEM and gravity evidences suggest that surface ruptures are not always breaking the surface in the same place (Figs. 3b and 5). Therefore, the possible surface rupture zone is an area and not the mapped fault-trace line on the surface.
The extremely high risk zones of the area (hanging wall lled with sediments) are located to the east of segments 2 and 4 (Fig. 10). The hanging wall of segment 2 is almost completely urbanized now, mainly with houses of one or two oors, with better resistance than the buildings given their larger rigidity. The other extremely high risk zone on the hanging wall of segment 4 has few constructions and until 2015 was mostly a low-density urbanized zone. Given this scenario, a successful mitigation measure must limit the building construction in these areas or at least not allow unreinforced masonry buildings. In addition, the norm must prohibit building in the proximity of the surface rupture zone, with special emphasis on public buildings, like hospitals or schools, and industrial buildings that may cause major damage, such as gas stations or nuclear research plants.
6 Conclusions
Natural seismicity registered in a 1-year local network is compatible with SRF activity. However, stress release as seismic activity along the SRF is secondary compared to the activity observed in other sectors near Santiago.
Geophysical and geomorphological evidences suggest that the SRF is segmented into four subfaults that are most likely activated independently. Under this scenario a characteristic earthquake of magnitude Mw = 6.26.7 is expected.
Based on the TEM imaging, Apoquindo hill outcrops, and seismic evidence, the SRF is a high-angle structure.
If the SRF is activated, it can produce building collapse; therefore, it is necessary to take preventative actions to avoid catastrophic damages. In particular, construction in the rupture zone must be highly restricted, and construction of unreinforced masonry buildings in hanging walls lled with sediments must be limited.
The integrated methodology applied in this study provides a valuable tool to estimate the seismic risk associated with crustal faults with low slip rate and subtle surface evidences.
7 Data availability
The data sets gravity database and seismic database are available in the Supplement material.
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Appendix A: Abbreviations and units
San Ramn Fault SRF
Peak ground acceleration PGA [g] amount of gravity (9.8 m s1)
Stream gradient index SL [undimensional]
Sinuosity index SI [undimensional] Shear wave velocity of the rst 30 m VS30 [m s1]
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2526 N. P. Estay et al.: Study case San Ramn Fault, in southern Andes
The Supplement related to this article is available online at http://dx.doi.org/10.5194/nhess-16-2511-2016-supplement
Web End =doi:10.5194/nhess-16-2511-2016-supplement .
Acknowledgements. We want to thank the important eld support provided by A. Mella, A. Bosh, N. Moraga, G. Sielfeld,I. Santibaez, B. Perez, S. Prez, R. Figueroa, and M. Lizama.T. Garca kindly provided eld support as well as her expertise in geophysical software. We thank G. Cassasa and A. Yaez for providing their homes to install a seismic station for over a year, and ENERGA ANDINA for providing their seismometers. CG5 gravimeter was provided by CEGA, FONDAP-CONICYT project no. 15090013. TEM experiment was partially supported by Fondecyt project no. 1141139. DICTUC S. A and CIGIDEN (FONDAP-CONICYT project no. 15110017) provided economic support for the development of this work. We also thank R. Rauld and G. Vargas for improving the quality of the paper with their discussion and precise comments. Finally, we appreciate the discussions with G. Arancibia, J. Cembrano, T. Roquer, and all of the emerging Geosciences group at PUC.
Edited by: B. D. MalamudReviewed by: R. Rauld and G. Vargas Easton
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Abstract
Crustal faults located close to cities may induce catastrophic damages. When recurrence times are in the range of 1000-10000 or higher, actions to mitigate the effects of the associated earthquake are hampered by the lack of a full seismic record, and in many cases, also of geological evidences. In order to characterize the fault behavior and its effects, we propose three different already-developed time-integration methodologies to define the most likely scenarios of rupture, and then to quantify the hazard with an empirical equation of peak ground acceleration (PGA). We consider the following methodologies: (1) stream gradient and (2) sinuosity indexes to estimate fault-related topographic effects, and (3) gravity profiles across the fault to identify the fault scarp in the basement. We chose the San Ramón Fault on which to apply these methodologies. It is a ∼30km N-S trending fault with a low slip rate (0.1-0.5mmyr<sup>-1</sup>) and an approximated recurrence of 9000 years. It is located in the foothills of the Andes near the large city of Santiago, the capital of Chile (>6000000 inhabitants). Along the fault trace we define four segments, with a mean length of ∼ 10km, which probably become active independently. We tested the present-day seismic activity by deploying a local seismological network for 1 year, finding five events that are spatially related to the fault. In addition, fault geometry along the most evident scarp was imaged in terms of its electrical resistivity response by a high resolution TEM (transient electromagnetic) profile. Seismic event distribution and TEM imaging allowed the constraint of the fault dip angle (∼65°) and its capacity to break into the surface. Using the empirical equation of Chiou and Youngs (2014) for crustal faults and considering the characteristic seismic event (thrust high-angle fault, ∼ 10km, M<sub>w</sub> = 6.2-6.7), we estimate the acceleration distribution in Santiago and the hazardous zones. City domains that are under high risk include the hanging wall zone covered by sediments and narrow zones where the fault could break the surface. Over these domains horizontal PGA can be greater than 0.5g and eventually produce building collapse.
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